Shoreview Venture Advisors Shoreview Venture Advisors has multiple years experience in 15c2-11's and Form 211 submissions. We work with skilled broker/dealers, SEC attorneys, and transfer agents in order to stay current with market trends and regulations. We utilize a specific steps in order to take company's public in the most efficient and effective ways.
We strictly adhere to current market laws and regulations to provide you and your company with the professional and personalized attention needed to effectively and efficiently submit a 15c2-11, Form 211, or 144.
Our other specialty includes:
DTC Eligbility
We work with new issuers to gain clearing and settlement efficiencies for their securities.
We look forward to further discussing both our 15c2-11 and Rule 144 procedures with you and/or your clients.
